Distinguishing Real-time from End-of-Day cum Historical Prices for Stock Analysis Accuracy
The ability to understand the difference in the
function and application of real-time from end-of-day cum
historical price charts at the stock exchange, will result in the
competence to avoid erroneous or even fatally wrong buy-sell
decisions.
Superficially both types of charts appear very much the same, so
a thorough understanding about the process leading to the
formation and succeeding development of stock exchange prices
would be necessary.
The data source also needs to be verified for clarity regarding
its origin and accuracy, so the application and utilization would
not be done carelessly and violate intellectual property rights.
Price for new stocks
During the promotion of new shares to be issued, there are three
parties executing a primary role, which would be the issuer, the
underwriter and the regulator or stock exchange supervisory
board. Other institutions are in fact also involved like a public
accountant, notary, property appraiser, printing factory, etc.
occupying a secondary or supporting role.
The issuer is in need of additional capital for its enterprise,
offering a partnership in running its business in the form of
shares at some nominal value (say Rp1,000 or Rp500, currently
even Rp100 per share at the local stock exchange). The number of
shares to be offered to the public depends on the size of the
capital needed for expansion of the issuer's business. Let's
assume that the need is for Rp100 billion, then the number of
shares at a nominal value of Rp500 would be 200 million.
Naturally the stock price would not be set at the nominal value,
because the business being undertaken is considered to be looking
forward to a most promising future, additionally it has
established a good reputation, is in possession of various
patents, trade marks, etc. all considered to be intangible
assets.
Because the issuer is generally not in the financial industry, a
good relationship with the investor society cannot be set up in a
minimum of time, so the need of an underwirter is imperative. It
is the underwriter's task, being well established in the
financial world, to draw the confidence of investors and future
share holders, that the stocks offered indeed represent a
bonafide enterprise. Because the underwiter earns a fee in a
certain percentage of the entire new stocks sale proceeds, the
offering price would be determined together with the issuer as
published in the prospectus to be distributed among interested
parties or future investors.
Such an offer of new stocks to the public is called an Initial
Public Offering (abbreviated IPO) and the excess of the IPO price
over the nominal value is called agio (a remainder from Dutch
terminology) or premium. And it is this premium which in the
future will have an influence on the price of the stock, when
sometime part or the whole of it is being returned to the
investors who have become shareholders by then, in the form of
additional new shares called a bonus, because the issuing public
company is not interested or unable to pay dividends and yet does
not want to disappointed them.
While the negotation between the stocks issuer and underwriter is
taking place, both have also taken up contact with the stock
exchange supervisory board (here known as Bapepam) responsible
for ensuring that no legislation violations nor fraudulent
practices are taking place related to the IPO.
After Bapepam has expressed approval, the stock exchange
management should also be contacted for registration purposes
(here this would be the Jakarta or alternatively Surabaya Stock
Exchange), before the stocks after having been sold to the
public, can be traded at the exchange. The IPO price is not
reported by the stock exchange because the relevant transaction
did not occur there.
Realtime prices
After registration at the exchange, trading of the new stocks may
take place, usually happening at a price higher than that at the
IPO because a significant number of investors have not been able
to take part in the public offering, resulting in bids exceeding
offers.
By means of a computer network the exchange reports further
developments of the price as the result of bids and offers
succeeding one another leading to closes producing transaction
prices, which may happen dozens of times during each trading
session for each stock found attractive by the market. Such
continuous reporting is also called a datafeed.
The offers as well as bids in the datafeed can be seen at the
computer screen, showing also the names of the brokers involved,
and as soon as a transaction occurs the resulting price will be
reported immediately and this is designated as the realtime
price.
The brokers entrusted with the buy-sell orders, are naturally
also part of the computer network, and some traders prepared to
follow the stream of offers and bids, should place transaction
orders timely through their offices found to be ever alert in the
system, for execution as specified.
Hence the realtime price is produced instantly and will change as
soon as the next transaction occurs during the day. The screen
will merely show figures and letters, they are therefore also
called raw data because of not being processed further into a
chart, and expressly so as in such a format they would be
meaningless from a historical point of view, much less
insignificant for analysis purposes even for a short term
application.
It is clear from the sequence of the process involved in the
formation of realtime prices, that market orders should be
entered into the computer system immediately after an anticipated
transaction price has appeared on the screen. Hence the brokers
authorized to do so, occupying seats at the exchange floor,
should be ever alert to the second, perhaps split of a second
under pressure of a head-over-heels competition. The order entry
feature exclusively reserved for brokers, turns the system into
what is designated as the Jakarta Automated Trading
System (JATS). In such a situation certainly not much
time would be available to do some analyzing before taking an
important decision to be followed by an immediate entry into the
system.
The analysis should be done beforehand and the first instant that
realtime information can be found in an orderly manner, without
all the bid and offer figures, sorting out merely the opening,
highest, lowest and closing transaction prices as well as volume,
is the end-of-day report as published by data providers in the
same evening or the next morning. Further processing for such
end-of-day prices to display a chart, is still considered as a
realtime product, as the historical background is still left out
of the picture.
If any analysis activity can be called appropriate with the use
of realtime charts, the scope would be of the intraday kind,
meaning that only the previous day's end-of-day prices would be
suitable for such a purpose.
End-of-day cum historical prices caused by adjustments
As explained above realtime prices serve to become a lead to the
execution of market orders, hence the analysing needed to arrive
to sensible decisions the orders are based on, should be done
beforehand and this will make us realize the necessity of stock
price preceding history as described hereunder.
As mentioned above, next to the brokers there are also data
providers receiving the same information called datafeed as
disseminated through the stock exchange computer network for
further processing to be presented to their subscribers. For a
monthly or yearly fee these individuals or firms will be able to
follow the resulting charts on their computer screens. Such
charts will include the time factor of a longer duration than
just the previous day and it would be possible for such
subscribers to analyse price moves in a more comfortable manner
for more accurate results and enable them to contact their
brokers to place market orders any time they like.
Up to this stage realtime and end-of-day prices will show the
same charts, but the aspect and significance of preceding history
can turn the latter type into historical charts too if the data
provider includes the associated changes as announced from time
to time, into figures as soon as they happen to be reported by
the stock exchange through its announcement mechanism. Therefore
the datafeed should be combined with the announcement feed as
disseminated through the Internet or a BBS to produce end-of-day
cum historical charts.
The changes which will affect stock prices are the actions taken
by the issuer producing an alteration in the number of registered
stocks. These changes are the result of stock splits, reverse
splits, the issue of rights, bonuses, dividend shares and the
conversion of bonds or warrants into stocks.
An increase in the volume, will cause a inverse decrease in the
price if the paid-up value remains the same as in the case of
splits, bonuses and the conversion of convertible bonds. A change
in the paid-up value can only be caused by the issuance of new
stocks originating from fresh funds like rights, dividends shares
and the exercise of warrants.
Any change as mentioned above is called an adjustment
and would affect the price and volume starting from what is
called as the "cum-date" all the way back to the first
day the stock has entered the exchange for trading. Such
adjustments are done based on formulas which are beyond the scope
of this writing, as some of them like the rights issue, are quite
complicated. So the "cum-date" is the day an adjustment
formula is to be applied to the price and volume as has been
decided by the issuer and approved by the stock exchange
authorities, the next trading day is called the
"ex-date" to resume the normal course of actions
outside the range of the adjustment formula.
Attention should be paid to the fact that realtime data providers
are not obligated to provide historical adjustments unless stated
expressly in the contract or agreement between them and their
subscribers, yet they may claim to be providing end-of-day prices
because they do so rightly.
On the other hand historical data providers automatically include
all adjustments as announced by the stock exchange authorities in
their end-of-day prices in order the technical analyses as
performed by their subscribers don't generate erroneous signals
leading to the taking of fatally wrong decisions.
Because catering to the need to adjustments is a meticulous job
maintaining accuracy as required for dependability all throughout
the year, the resulting compilation of historical data is an
intellectual property to be honored by their subscribers, usually
mentioned in the agreements with them. Normally stock exchanges
do not bother to provide such historical data, because they
merely issue raw information.
The distinguishing characteristic
An important and conspicuous difference between an ordinary
end-of-day (actually realtime-of-the-day) and an adjusted
historical databases, is the neglecting of the adjustment in the
price on the cum-date at the first mentioned non-adjusted
database, hence the result is a deceiving drop on the ex-date
which will be picked up by the indicator as produced by technical
analysis software, resulting in erroneous signals.
As a matter of fact the adjustment resulting in the theoretical
price on the cum-date close as shown in the datafeed, should also
be applied to the previous dates as well all the way backwards,
by the data provider with the help of appropriate software. The
market price on the ex-date will be shown realtime in the
datafeed, it will normally be higher that the theoretical price.
So we usually encounter a rise and not a drop in the price. The theoretical
price is the result of the application of adjustment
formulas mentioned above. So be aware when making use of a price
database, make sure it is an end-of-day cum historical one!
Some underestimate the challenge of adjustment calculations and
try to build their own database manually, but in the long run the
human error factor will catch up leading to distrastrous results
in their trading.